Fiduciary Risk Management
Fiduciary Support Services
Sponsors of qualified retirement plans must comply with a number of legally defined responsibilities under the Employee Retirement Income Security Act of 1974 (ERISA).
Through a consultative approach we look to assist you with plan goals and objectives, partner with other service providers on your plan, review plan design, and assist with investment selection and monitoring while limiting your fiduciary risk.
We focus on helping you meet your fiduciary responsibilities to your participants by providing the following services:
- 3(21) Investment Co-Fiduciary Support
- Assist in the creation of a fiduciary file
- Review of current plan design
- Periodic plan benchmarking to ensure fees are reasonable
- Periodic review of all service providers
- Assist in helping your plan be "audit ready"